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Practice Areas

We represent clients in investigations and litigation by the SEC, PCAOB, FINRA, and state securities regulators. We also counsel investment advisors, broker-dealers, and other regulated individuals and entities concerning securities compliance matters.

Let’s Talk About Your Legal Needs.

Whether you are facing regulatory scrutiny, are involved in a business dispute, or need sound legal advice on day-to-day business issues, we’re ready to help. Let’s discuss how we can support your legal and business goals.

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